reply below



favorite this post Transfer of Assets Analyst (Waltham) hide this posting unhide

compensation: Commensurate with experience.
employment type: full-time

So you're looking for something different in a financial services firm? In that endless sea of online job postings, you want to find the best work/life balance for yourself (of course!). On the list of your "must haves" is a high level of focus on your individual development. It is also important for you to be part of a profitable and modern company culture--one that considers its commitment to delivering indispensable service and its legacy of having fun equally valuable. We hear you!

Our progressive company is dedicated to helping you grow as a professional, all while enjoying events, such as our annual bocce tournament, movie trivia, cornhole games, potlucks, summer outings, holiday bashes, and more. If you are looking for a unique opportunity where your talents can make a difference on a broad scale, then our engaging Transfer of Assets team is the place for you. Come join us and be a part of something special.
Discover what it's like to be psyched to come to work every day! We offer you:
  • Generous bonus and stock option incentive plans
  • Use of our chairman's vacation properties (Cape Cod, Lake Winnipesaukee, Sunday River, Key Biscayne, Las Vegas, Park City, the Bahamas, and the Dominican Republic) at no cost
  • Fully paid maternity leave (12 weeks) and spousal leave (3 weeks)
  • A free on-site fitness center
  • Ample opportunity to volunteer with and support local charities
  • A VTO (volunteer time off) day to use toward a cause that's important to you
  • Tuition reimbursement
  • Free breakfast on Fridays
  • A competitive benefits package--and much more
About the Opportunity

Are you a positive, patient, organized, and self-motivated person? Someone who takes pride in teamwork and delivering top-notch customer service? That's what our team is all about--and we're looking to bring someone on board who shares these strengths.

Our Transfer of Assets department is the strong and steady, hard-working yet fun team that is responsible for all account transfers into and out of Commonwealth. Our team of 20, which spans both coasts, is a blend of tenured employees and newer recruits. We're driven by our attention to detail and passion for following policies, procedures, and regulations to a T--all the while providing Commonwealth's signature level of indispensable service.

The right candidate is someone who will quickly earn the trust and respect of our advisors, as well as his or her coworkers. If you think you have what it takes, then let's introduce ourselves.

As a transfer of assets analyst, your responsibilities would include:
  • Reviewing and processing requests for incoming transfers
  • Communicating with advisor offices to resolve paperwork that is not in good order, as well as any issues that arise along the transfer life cycle
  • Logging detailed notes and applying statuses to pending incoming transfers
  • Working with our clearing firm (NFS), as well as many different delivering firms, to troubleshoot transfer issues
  • Serving as an informational resource for our Service Center, as well as advisors and their staff, via queue calls and e-mails
  • Continuously striving to improve our internal processes
The ideal candidate for this position would also meet the following requirements:
  • A strong commitment to accuracy, details, and logical decision-making
  • Superb analytical abilities and problem-solving skills
  • A keen eye for process improvements and quality assurance
  • Excellent verbal and written communication abilities, as well as listening skills
  • Organized, patient, positive, and ambitious
  • Deadline-driven
  • Proficient with Microsoft Word and Excel
  • Experience working with financial advisors or in an advisory firm a plus
  • FINRA Series 7 securities registration a plus
  • A desire to work for a department with a culture all its own at a company that prides itself on providing indispensable customer service

Have we piqued your curiosity? Can you see yourself thriving in this career opportunity, as well as our Anything but Common® workplace culture? If so--and if you background and expertise align with our needs--please do submit your application right away. Apply online at

Commonwealth Financial Network® is an equal opportunity employer that is committed to a diverse workforce.
  • Principals only. Recruiters, please don't contact this job poster.
  • do NOT contact us with unsolicited services or offers

post id: 6583711369



best of [?]

No contact info? if the poster didn't include a phone number, email, or
other contact info, craigslist can notify them via email.